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Securities > Representative

The following information is about Representative.

Representative Defined

Any associate of an NASD member firm who is engaged in the investment banking or securities business for the member but is not a principal. Representatives can include assistant officers, people who supervise or train employees, and people who solicit or conduct business in securities. Member firms must register all representatives with the NASD.

This definition is in context to Securities. See more contextual defintions for Representative.


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Off-site Representative Links, User Submitted

The following links have been collected through user bookmark submission in the Representative category. Please note, because these resources are off-site we cannot guarantee the accuracy or quality of any information.

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If you would like to find additional social bookmark based links on the topic of we recommend the Open Tag Directory > Representative. If you would like to find related tags we recommend Tag Patterns > Representative

Off-site Representative Research Links

If you still need additional information on Representative then we suggest the following off-site resources. Please note, because these resources are off-site we cannot guarantee the accuracy or quality of any information.

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