Securities Topics

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Introducing Securities Topics. At Securities Topics you can browse our extensive library of accurate Securities information and terminology. From Accelerated Cost Recovery System (Acrs) to Zero Coupon Bond and everything in between, you can be confident that Securities Topics will provide you free and easily accessible accurate Securities information and terminology.

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Securities Word of the Day

The Securities Word of the Day is Delivery Versus Payment. Delivery Versus Payment in context to Securities means:

A type of settlement, commonly used by bank trust departments, in which the security is paid for when the broker/dealer has i ... Read More

Securities News

New York sues UBS for securities fraud (International Herald Tribune)
The New York attorney general, Andrew Cuomo, announced a case against Swiss banking giant UBS over its conduct in the auction-rate securities market. Read More

NY AG sues banking giant UBS for securities fraud (Washington Post)
NEW YORK -- New York Attorney General Andrew Cuomo sued banking giant UBS for fraud Thursday, accusing the company of marketing tens of billions of dollars of auction-rate securities as safe even when they knew the investments were in trouble. Read More

UBS faces charges in auction-rate securities mess (AP via Yahoo! News)
Banking giant UBS AG faces securities-fraud charges in New York over its conduct in the auction-rate securities market. Read More

NY AG sues banking giant UBS for securities fraud (AP via Yahoo! Finance)
New York Attorney General Andrew Cuomo sued UBS AG on Thursday, accusing the Swiss banking giant of fraudulently promoting tens of billions of dollars of auction-rate securities as safe when it knew a crisis was brewing. Read More

UBS faces U.S. lawsuit over selling securities now worthless (International Herald Tribune)
The suit, filed in New York state court, accuses UBS of deceptively selling auction-rate securities to customers as cash equivalents. Read More

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